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List of Small-Cap ETFs

Updated Sep 16, 2019
Small-cap ETFs are the exchange traded funds which invest in the stocks of the firms which have market capitalization in the range of $300 million to $2 billion. While there is no strict definition of small cap stocks and lot of variance may be observed in terms of market-cap value for such stocks, above mentioned range is typically followed in America. The small-cap exchange traded funds are a level above the micro-cap ETFs which typically invest in companies having market cap less than $300 million. (For more details, List of Micro-cap ETFs.)
Such small cap ETFs track popular indexes like MSCI USA Small Cap Index, Russell 2000 index or the S&P Small Cap 600 Index.
Investors tend to invest in the smaller valued companies under the impression that they may gain big in the future and become mid-caps and eventually large caps. However, nothing is guaranteed in the world of finance and investments. Though a few small-cap stocks do move to mid-cap range and few among them may move to large-cap or mega-cap range, it remains a long shot.
Therefore, investors tend to diversify and stay away from stock specific risks by investing in a larger basket of small-cap stocks through the ETF route. Such ETFs may track a particular small-cap index, or may focus on a particular industrial sector like energy, infrastructure or finance, or may invest in stocks of a particular economy or country like Germany, Europe or Brazil, or may follow a theme-based investments like value-driven, dividend-paying or growth stocks. There are also small-cap ETFs offering leverage to multiply the returns generated from the underlying benchmark, and there are inverse small-cap ETFs for traders who want to benefit from other side (bear) movement in the benchmark index.
All Small-Cap ETFs

List of All Small-Cap ETFs

Following is the list of all 65 exchange-traded funds that FKnol has in its database for ETFs which belong to the Small-Cap category:
TickerNameShort DescriptionExpense
Ratio
No. of
Holdings
Dividend
Frequency
Category
SCIFVanEck Vectors India Small-Cap Index ETFThe VanEck Vectors India Small-Cap Index ETF is a market-cap-weighted index of small-cap companies operating in India. ...Full Details0.72%207AnnuallyAsia Pacific Equities
SCINColumbia India Small Cap FundThe Columbia India Small Cap ETF tracks an index of the 75 smallest Indian companies by market capitalization. ...Full Details0.77%75AnnuallyAsia Pacific Equities
PSCDInvesco S&P SmallCap Consumer Discretionary ETFThe Invesco S&P SmallCap Consumer Discretionary Portfolio ETF tracks a cap-weighted index of consumer staples stocks selected from the S&P SmallCap 600. ...Full Details0.29%100QuarterlyConsumer Discretionary Equities
PSCCInvesco S&P SmallCap Consumer Staples ETFThe Invesco S&P SmallCap Consumer Staples Portfolio ETF tracks a cap-weighted index of Consumer Staples stocks selected from the S&P SmallCap 600. ...Full Details0.29%21QuarterlyConsumer Staples Equities
RSXJVanEck Vectors Russia Small-Cap ETFThe VanEck Vectors Russia Small-Cap ETF tracks a market-weighted index of small-cap Russian securities and depository receipts. ...Full Details0.76%26AnnuallyEmerging Markets Equities
EWGSiShares MSCI Germany Small-Cap ETFThe iShares MSCI Germany Index Fund tracks a market-cap-weighted index of the smallest German companies. It covers the bottom 14% of German companies by market cap. ...Full Details0.59%129Semi-AnnuallyEurope Equities
PSCFInvesco S&P SmallCap Financials ETFThe Invesco S&P SmallCap Financials Portfolio tracks a market-cap-weighted index of financial services companies in the US small-cap market. ...Full Details0.29%135QuarterlyFinancials Equities
KBWRInvesco KBW Regional Banking ETFThe Invesco KBW Regional Banking portfolio tracks an equal-weighted index focused exclusively on US regional banking firms. ...Full Details0.35%51QuarterlyFinancials Equities
PSCHInvesco S&P SmallCap Health Care ETFThe Invesco S&P SmallCap Health Care ETF tracks a cap-weighted index of small-cap health care companies taken from the S&P SmallCap 600 Index. ...Full Details0.29%68QuarterlyHealth & Biotech Equities
PSCIInvesco S&P SmallCap Industrials ETFThe Invesco S&P SmallCap Industrials Portfolio ETF tracks a cap-weighted index of industrial stocks selected from the S&P SmallCap 600. ...Full Details0.29%101QuarterlyIndustrials Equities
RWMProShares Short Russell 2000The ProShares Short Russell 2000 ETF provides inverse exposure to a market-cap-weighted index of US small-cap companies. ...Full Details0.95%2029QuarterlyInverse Equities
EWZSiShares MSCI Brazil Small-Cap ETFThe iShares MSCI Brazil Small Cap fund tracks a market-cap-weighted index of Brazilian small-cap firms. ...Full Details0.62%65Semi-AnnuallyLatin America Equities
PPSCPortfolio+ S&P Small Cap ETThe Portfolio+ S&P Small Cap ETF aims to provide 1.25x daily leveraged exposure to the S&P Small Cap 600 Index. ...Full Details0.49%2QuarterlyLeveraged Equities
SMLLDirexion Daily Small Cap Bull 2x SharesThe Direxion Small Cap Bull 2x ETF provides daily 2x exposure to a market-cap-weighted index of US small-cap companies. ...Full Details0.72%2QuarterlyLeveraged Equities
SAAProShares Ultra SmallCap600The ProShares Ultra SmallCap 600 ETF provides 2x leveraged exposure to a market-cap-weighted index of 600 companies with market caps between $52.3M and $5.2B. ...Full Details0.95%601QuarterlyLeveraged Equities
SRTYProShares UltraPro Short Russell2000The ProShares UltraPro Short Russell 2000 ETF provides 3x inverse exposure to a market-cap-weighted index of US small-cap companies. ...Full Details0.95%2029QuarterlyLeveraged Equities
TWMProShares Ultra Short Russell 2000The ProShares UltraShort Russell 2000 ETF provides -2x inverse exposure to a market-cap weighted index of US small-cap companies. ...Full Details0.95%2029QuarterlyLeveraged Equities
URTYProShares UltraPro Russell2000The ProShares UltraPro Russell 2000 ETF provides 3x leveraged exposure to a market-cap-weighted index of US small-cap companies. ...Full Details0.95%2029QuarterlyLeveraged Equities
UWMProShares Ultra Russell2000The ProShares Ultra Russell 2000 ETF provides 2x leveraged exposure to a market-cap-weighted index of US small-cap companies. ...Full Details0.95%2029QuarterlyLeveraged Equities
TNADirexion Daily Small Cap Bull 3X SharesThe Direxion Daily Small Cap Bull ETF provides 3x leveraged exposure to a market-cap-weighted index of US small-cap companies. ...Full Details1.1%2QuarterlyLeveraged Equities
TZADirexion Daily Small Cap Bear 3X SharesThe Direxion Daily Small Cap Bear ETF provides -3x leveraged exposure to a market-cap-weighted index of US small-cap companies. ...Full Details1.1%2029QuarterlyLeveraged Equities
PSCMInvesco S&P SmallCap Materials ETFThe Invesco S&P SmallCap Materials Portfolio tracks an index of small-cap US basic materials firms weighted by market cap. ...Full Details0.29%34QuarterlyMaterials
SILJETFMG Prime Junior Silver ETFETFMG Prime Junior Silver ETF tracks a modified market-cap-weighted index of small-cap silver mining and exploration companies. ...Full Details0.72%31QuarterlyMaterials
SLYVSPDR S&P 600 Small Cap Value ETFThe SPDR S&P 600 Small Cap Value ETF aims to track a market-cap-weighted index of US small cap value stocks. The index selects from stocks with market capitalizations between $250M and $1.2B. ...Full Details0.15%459QuarterlySmall Cap Blend Equities
VIOVVanguard S&P Small-Cap 600 Value ETFThe Vanguard S&P Small-Cap 600 Value ETF is a market-cap-weighted index of small-cap US stocks. The index uses three factors to select value stocks from the 600 stocks chosen by the S&P Committee. ...Full Details0.2%459QuarterlySmall Cap Blend Equities
IJSiShares S&P SmallCap 600 Value ETFThe iShares S&P SmallCap 600 Value ETF tracks an index of small-cap US stocks. The index uses three factors to select value firms from the S&P 600. ...Full Details0.25%459QuarterlySmall Cap Blend Equities
PSCUInvesco S&P SmallCap Utilities ETFThe Invesco S&P SmallCap Utilities & Communication Services ETF tracks a market-cap-weighted index of small-cap US utilities and telecommunication services companies. Its selection universe is limited to the S&P SmallCap 600 Index. ...Full Details0.29%23QuarterlySmall Cap Blend Equities
DESWisdomTree US SmallCap Dividend ETFThe WisdomTree U.S. SmallCap Dividend Fund tracks an index of dividend-paying US stocks. The dividend-weighted index is a small-cap subset of the WisdomTree Dividend Index. ...Full Details0.38%709MonthlySmall Cap Blend Equities
DGRSWisdomTree US SmallCap Dividend Growth FundThe WisdomTree US SmallCap Quality Dividend Growth ETF tracks a dividend-weighted index of US small-cap stocks with growth characteristics. ...Full Details0.38%275MonthlySmall Cap Blend Equities
RWKOppenheimer Mid Cap Revenue ETFThe Oppenheimer S&P MidCap 400 Revenue ETF tracks a revenue-weighted index of the S&P Mid Cap 400 Index. ...Full Details0.39%398QuarterlySmall Cap Blend Equities
EWMCInvesco S&P MidCap 400 Equal Weight ETFThe Invesco S&P MidCap 400 Equal Weight ETF tracks an equal-weighted version of the S&P MidCap 400 Equal Weight Index. ...Full Details0.4%399QuarterlySmall Cap Blend Equities
SMDVProShares Russell 2000 Dividend Growers ETFSMDV tracks an index of US small-cap stocks with a 10-year record of increasing dividends. Stocks are equally weighted. ...Full Details0.4%62QuarterlySmall Cap Blend Equities
JHSCJohn Hancock Multifactor Small Cap ETFThe John Hancock Multifactor Small Cap ETF tracks an index of US small-cap stocks selected by relative price and profitability. Securities are weighted based on market capitalization. ...Full Details0.5%496Semi-AnnuallySmall Cap Blend Equities
RNSCFirst Trust Small Cap US Equity Select ETFThe Small Cap US Equity Select ETF tracks a dividend-selected, tier-weighted index of Small-Cap U.S. Equities. ...Full Details0.6%340AnnuallySmall Cap Blend Equities
ISMDInspire Small-Mid Cap Impact ETFThe Inspire Small/Mid Cap Impact ETF tracks an equal-weighted index of 500 small- and midcap US stocks that are screened for alignment with biblical values and positive impact on the world according to various ESG criteria. ...Full Details0.61%499AnnuallySmall Cap Blend Equities
SCHASchwab US Small-Cap ETFThe Schwab U.S. Small Cap ETF tracks a market-cap-weighted index of US stocks ranked 751-2,500 by market cap. ...Full Details0.05%1747QuarterlySmall Cap Growth Equities
SPSMSPDR Portfolio Small Cap ETFThe SPDR Portfolio Small Cap ETF tracks a market-cap weighted index of US small-cap stocks. The index selects the stocks ranked 1001-3,000 by market cap. ...Full Details0.05%1958QuarterlySmall Cap Growth Equities
IJRiShares Core S&P Small-Cap ETFThe iShares S&P SmallCap 600 ETF tracks a market-cap-weighted index of primarily small-cap US stocks. The S&P Committee selects 600 stocks representing about 3% of the publicly available market. ...Full Details0.07%601QuarterlySmall Cap Growth Equities
SLYSPDR S&P 600 Small Cap ETFThe SPDR S&P 600 Small Cap ETF tracks a market-cap-weighted index of US stocks that the S&P committee ranks 901-1,500 by market cap. ...Full Details0.15%601QuarterlySmall Cap Growth Equities
SLYGSPDR S&P 600 Small Cap Growth ETFThe SPDR S&P 600 Small Cap Growth ETF tracks a market-cap-weighted index of US stocks. The index selects from a list of stocks ranked 1001-2500 by market cap based on six style factors. ...Full Details0.15%337QuarterlySmall Cap Growth Equities
VIOOVanguard S&P Small-Cap 600 ETFThe Vanguard S&P Small-Cap 600 ETF tracks a market cap weighted index of primarily small cap US stocks. The S&P Committee selects 600 stocks representing about 3% of the publicly available market. ...Full Details0.15%601AnnuallySmall Cap Growth Equities
VTWOVanguard Russell 2000 ETFThe Vanguard Russell 2000 Index Fund tracks a market-cap-weighted index of US small-cap stocks. The index selects stocks ranked 1001-3,000 by market cap. ...Full Details0.15%2028QuarterlySmall Cap Growth Equities
IWMiShares Russell 2000 ETFThe iShares Russell 2000 ETF tracks a market-cap-weighted index of US small-cap stocks. The index selects stocks ranked 1,001-3,000 by market cap. ...Full Details0.19%2030QuarterlySmall Cap Growth Equities
VIOGVanguard S&P Small-Cap 600 Growth ETFThe Vanguard S&P Small-Cap 600 Growth ETF aims to track an index of primarily small-cap US stocks. The index uses three factors to select growth stocks from the 600 issues chosen by the S&P Committee. ...Full Details0.2%337QuarterlySmall Cap Growth Equities
VTWGVanguard Russell 2000 Growth ETFThe Vanguard Russell 2000 Growth Index Fund tracks an index of US small-cap growth stocks. The index selects from stocks ranked 1001-3000 by market cap based on EPS growth estimates and historical sales growth. ...Full Details0.2%1242QuarterlySmall Cap Growth Equities
IWOiShares Russell 2000 Growth ETFThe iShares Russell 2000 Growth ETF tracks a market-cap-weighted index of US small-cap growth stocks. The index selects from stocks ranked 1001-3000 by market cap based on two growth factors. ...Full Details0.24%1245QuarterlySmall Cap Growth Equities
IJTiShares S&P SmallCap 600 Growth ETFThe iShares S&P SmallCap 600 Growth ETF aims to track an index of small-cap US stocks. The index uses three factors to select growth stocks from the 600 stocks chosen by the S&P Committee. ...Full Details0.25%337QuarterlySmall Cap Growth Equities
JKJiShares Morningstar Small-Cap ETFThe iShares Morningstar Small Core ETF track a market-cap-weighted index of US small-cap core stocks. The index selects stocks from 90-97% of market cap that fall into Morningstar's core style categorization. ...Full Details0.25%261QuarterlySmall Cap Growth Equities
JPSEJPMorgan Diversified Return US Small Cap Equity ETFThe JPMorgan Diversified Return U.S. Small Cap Equity ETF tracks a multi-factor index comprised of US small-cap stocks. The index uses a combination of fundamental and technical factors for stock selection, and inverse volatility for weighting. ...Full Details0.29%844AnnuallySmall Cap Growth Equities
XSHQInvesco S&P SmallCap Quality ETFThe Invesco S&P SmallCap Quality Portfolio tracks an index of US small-cap stocks selected by return on equity, accruals ratio, and financial leverage. Stocks are weighted by these quality factors and scaled by market cap. ...Full Details0.29%119QuarterlySmall Cap Growth Equities
JKKiShares Morningstar Small-Cap Growth ETFThe Shares Morningstar Small-Cap Growth ETF tracks a market-cap-weighted index of US small-cap growth stocks. The index selects from the 70% to 90% segment of the market cap based on five factors. ...Full Details0.3%251QuarterlySmall Cap Growth Equities
FLQSFranklin LibertyQ US Small Cap Equity ETFThe Franklin LibertyQ U.S. Small-Cap Equity ETF tracks a multi-factor US small-cap index based on a composite scores of quality, value, momentum, and low-volatility. ...Full Details0.35%492AnnuallySmall Cap Growth Equities
RZGInvesco S&P SmallCap 600 Pure Growth ETFThe Invesco S&P SmallCap 600 Pure Growth ETF tracks an index of US-listed small-cap growth companies. It selects only 'pure' growth companies and weights them by style scores. ...Full Details0.35%140QuarterlySmall Cap Growth Equities
PSCPrincipal US Small Cap Index ETFThe Principal U.S. Small Cap Multi-Factor Index ETF invests in small-capitalization companies within the U.S. that exhibit high shareholder yield, high pricing power, and momentum. ...Full Details0.38%456QuarterlySmall Cap Growth Equities
OMFSOppenheimer Russell 2000 Dynamic Multifactor ETFThe Oppenheimer Russell 2000 Dynamic Multifactor ETF tracks an index of US small-cap stocks selected by a combination of five investment factors, which are weighted based on current macroeconomic conditions. ...Full Details0.39%585QuarterlySmall Cap Growth Equities
JSMLJanus Small Cap Growth Alpha ETFThe Janus Henderson Small Cap Growth Alpha ETF tracks an index of US small-cap stocks with strong fundamental measures of growth, profitability and capital efficiency. Holdings are market cap-weighted within sectors; sectors are weighted to align with the actively-managed Janus Venture Fund. ...Full Details0.5%202QuarterlySmall Cap Growth Equities
FYXFirst Trust Small Cap Core AlphaDEX FundThe First Trust Small Cap Core AlphaDex ETF tracks an index of small-cap stocks selected from the S&P 600 Index based on quantitatively driven growth and value factors. ...Full Details0.63%525QuarterlySmall Cap Growth Equities
FYCFirst Trust Small Cap Growth AlphaDEX FundThe First Trust Small Cap Growth AlphaDex ETF tracks a quant-driven index that select stocks from a small-cap growth universe in an attempt to outperform the market. ...Full Details0.7%262QuarterlySmall Cap Growth Equities
VTWVVanguard Russell 2000 Value ETFThe Vanguard Russell 2000 Value Index Fund tracks an index of US small-cap value stocks. The index selects from stocks ranked 1001-3000 by market cap based on price-to-book-value. ...Full Details0.2%1375QuarterlySmall Cap Value Equities
IWNiShares Russell 2000 Value ETFThe iShares Russell 2000 Value ETF tracks an index of US small-cap-value stocks. The index selects value stocks from a universe of stocks ranked 1001-3000 by market cap. ...Full Details0.24%1380QuarterlySmall Cap Value Equities
JKLiShares Morningstar Small-Cap Value ETFThe iShares Morningstar Small Value ETF tracks a market-cap-weighted index of US small-cap value stocks. The index stocks from the 90th to the 97th percentile of the market-cap spectrum, using fundamental factors. ...Full Details0.3%237QuarterlySmall Cap Value Equities
RFVInvesco S&P MidCap 400 Pure Value ETFThe Invesco S&P MidCap 400 Pure Value ETF tracks a fundamentally weighted index of U.S.-listed value companies. ...Full Details0.35%87QuarterlySmall Cap Value Equities
FNKFirst Trust Mid Cap Value AlphaDEX FundThe First Trust Mid Cap Value AlphaDex Fund uses a proprietary quant methodology to select value stocks from the S&P Mid Cap 400 Index. The index employs a tiered equal-weighting scheme. ...Full Details0.7%226QuarterlySmall Cap Value Equities
PSCTInvesco S&P SmallCap Information Technology ETFThe Invesco S&P SmallCap Information Technology ETF tracks a market cap-weighted index of small cap U.S. technology companies. Its selection universe is limited to the S&P SmallCap 600. ...Full Details0.29%91QuarterlyTechnology Equities
SMLVSPDR SSGA US Small Cap Low Volatility Index ETFThe SPDR SSGA US Small Cap Low Volatility Index ETFtracks an index of small cap stocks selected and weighted by low volatility and other factors over the past 12 months. ...Full Details0.12%403QuarterlyVolatility Hedged Equity
All Small-Cap ETFs

Where do Small-Cap ETFs Invest?

A long list of companies and different financial instruments exist where the Small-Cap exchange-traded funds may invest the money collected from the ETF investors. Below is a small sample of companies whose stocks may qualify for investment by Small-Cap ETFs, though there can be many more businesses and financial instruments where these ETFs can park the capital for returns:
Company (Ticker)Company DescriptionMarket Cap%YTD Gains

Other ETF Categories

 ◐ List of Alternatives ETFs
 ◐ List of Zero Duration Bond ETFs
 ◐ List of All Term Duration Bond ETFs
 ◐ List of Intermediate Term Duration Bond ETFs
 ◐ List of Long Term Duration Bond ETFs
 ◐ List of Negative Duration Bond ETFs
 ◐ List of Short Term Duration Bond ETFs
 ◐ List of Ultra Short Term Duration Bond ETFs
 ◐ List of S&p 500 ETFs
 ◐ List of Leveraged Bond ETFs
 ◐ List of Leveraged Equities ETFs
 ◐ List of Inverse Equity ETFs
 ◐ List of Bond Duration ETFs
 ◐ List of Inverse S&p 500 ETFs
 ◐ List of Inverse Market Cap ETFs
 ◐ List of Hedge Fund ETFs
 ◐ List of Blockchain ETFs
 ◐ List of Airlines ETFs
 ◐ List of Agriculture ETFs
 ◐ List of Water ETFs
 ◐ List of Volatility ETFs
 ◐ List of Tips ETFs
 ◐ List of Socially Responsible ETFs
 ◐ List of Inverse Vix ETFs
 ◐ List of Reit ETFs
 ◐ List of Leveraged Reit ETFs
 ◐ List of S&p Index ETFs
 ◐ List of Natural Resources ETFs
 ◐ List of Nasdaq 100 ETFs
 ◐ List of Internet ETFs
 ◐ List of 1.25x Leveraged Equities ETFs
 ◐ List of 2x Leveraged Equities ETFs
 ◐ List of 3x Leveraged Equities ETFs
 ◐ List of Inverse Bond ETFs
 ◐ List of Russia ETFs
 ◐ List of India ETFs
 ◐ List of China ETFs
 ◐ List of Brazil ETFs
 ◐ List of Mexico ETFs
 ◐ List of Micro Cap ETFs
 ◐ List of Small Cap ETFs
 ◐ List of Mid Cap ETFs
 ◐ List of Renewable Energy ETFs
 ◐ List of 2x Leveraged Bond ETFs
 ◐ List of 3x Leveraged Bond ETFs
 ◐ List of No Underlying Index ETFs
 ◐ List of Mbs ETFs
 ◐ List of Silver ETFs
 ◐ List of Gold ETFs
 ◐ List of Platinum ETFs
 ◐ List of Precious Metals ETFs
 ◐ List of Palladium ETFs
 ◐ List of Telecom ETFs
 ◐ List of Silver Miners ETFs
 ◐ List of Transportation ETFs
 ◐ List of Large Cap ETFs
 ◐ List of Mega Cap ETFs
 ◐ List of Clean Energy ETFs
 ◐ List of Softs ETFs
 ◐ List of Quant ETFs
 ◐ List of Semiconductor ETFs
 ◐ List of Solar Energy ETFs
 ◐ List of Utilities ETFs
 ◐ List of Technology ETFs
 ◐ List of Preferred Stock ETFs
 ◐ List of Pharmaceutical ETFs
 ◐ List of Large Cap Blend ETFs
 ◐ List of Mid Cap Blend ETFs
 ◐ List of Mega Cap Blend ETFs
 ◐ List of Small Cap Blend ETFs
 ◐ List of Micro Cap Blend ETFs
 ◐ List of Multi Cap Blend ETFs
 ◐ List of Blend ETFs
 ◐ List of Growth ETFs
 ◐ List of Value ETFs
 ◐ List of Africa ETFs
 ◐ List of South Africa ETFs
 ◐ List of Broad Asia ETFs
 ◐ List of Developed Asia ETFs
 ◐ List of Emerging Asia ETFs
 ◐ List of Asia ETFs
 ◐ List of Iron ETFs
 ◐ List of Steel ETFs
 ◐ List of Dogs Of The Dow ETFs
 ◐ List of 5g ETFs
 ◐ List of Low Volatility ETFs
 ◐ List of Aluminum ETFs
 ◐ List of Biotech ETFs
 ◐ List of Nasdaq ETFs
 ◐ List of Software ETFs
 ◐ List of Biofuels ETFs
 ◐ List of Gaming ETFs
 ◐ List of Meat ETFs
 ◐ List of Bank ETFs
 ◐ List of Coffee ETFs

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