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Investment Bankers and Brokers Sector Stock List

Updated Apr 18, 2019
The Investment Bankers and Brokers subsector (industrial classification) falls under the broader Finance sector. The following list presents stocks of the companies which belong to the Investment Bankers and Brokers class. Fknol.com has a total of 54 stocks in its records for the companies belonging to Investment Bankers and Brokers category.

Stocks of Investment Bankers and Brokers Sector

Stock List

▶ Associated Capital (AC): The NYSE-listed Rye, NY, United States-based Associated Capital Group, Inc., incorporated on April 15, 2015, is a parent operating company for the spin-off of GAMCO Investors, Inc.s (GAMCOs) alternative investment management business, institutional research services operations ....See Detailed Company Profile  and Dividend History.

▶ BGC Partners (BGCP): The NASDAQ-listed New York, NY-based BGC Partners, Inc. (BGC), incorporated on June 3, 1999, is a global brokerage company servicing the financial and real estate markets. The Company operates through two segments: Financial Services and ....See Detailed Company Profile  and Dividend History.

▶ BGC Partners (BGCA): The NYSE-listed New York, NY-based BGC Partners, Inc. (BGC), incorporated on June 3, 1999, is a global brokerage company servicing the financial and real estate markets. The Company operates through two segments: Financial Services and ....See Detailed Company Profile  and Dividend History.

▶ BlackRock (BLK): The NYSE-listed New York, NY-based BlackRock, Inc. (BlackRock), incorporated on February 13, 2006, is an investment management company. BlackRock provides a range of investment and risk management services to institutional and retail clients worldwide. Its ....See Detailed Company Profile  and Dividend History.

▶ Calamos Asset Management (CLMS): The NASDAQ-listed Naperville, IL-based ....See Detailed Company Profile  and Dividend History.

▶ Charles Schwab (SCHW): The NYSE-listed San Francisco, California-based The Charles Schwab Corporation (CSC), incorporated on November 25, 1986, is a savings and loan holding company. The Company, through its subsidiaries, engages in wealth management, securities brokerage, banking, money ....See Detailed Company Profile  and Dividend History.

▶ China Finance Online (JRJC): The NASDAQ-listed China-based China Finance Online Co. Limited, incorporated on November 2, 1998, is a Web-based financial services company in China. The Company provides Chinese retail investors with online access to securities and ....See Detailed Company Profile  and Dividend History.

▶ CME (CME): The NASDAQ-listed Chicago, Illinois-based CME Group Inc., incorporated on August 2, 2001, through its exchanges, provides products across all asset classes, including futures and options based on interest rates, equity indexes, foreign exchange, energy, ....See Detailed Company Profile  and Dividend History.

▶ Cowen (COWN): The NASDAQ-listed New York, NY-based Cowen Group, Inc., incorporated on June 1, 2009, is a financial services company. The Company provides alternative investment management, investment banking, research, sales and trading, and prime brokerage services. The ....See Detailed Company Profile  and Dividend History.

▶ Cowen (COWNL): The NASDAQ-listed New York, NY-based Cowen Group, Inc., incorporated on June 1, 2009, is a financial services company. The Company provides alternative investment management, investment banking, research, sales and trading, and prime brokerage services. The ....See Detailed Company Profile  and Dividend History.

▶ Credit Suisse (CS): The NYSE-listed Zurich, -based Credit Suisse Group AG, together with its subsidiaries, provides various financial services worldwide. It operates through six segments: Swiss Universal Bank, International Wealth Management, Asia Pacific, Glob....See Detailed Company Profile  and Dividend History.

▶ Euronet Worldwide (EEFT): The NASDAQ-listed Kansas, KS-based Euronet Worldwide, Inc. (Euronet), incorporated on December 13, 1996, is an electronic payments provider. The Company offers payment and transaction processing and distribution solutions to financial institutions, retailers, service providers ....See Detailed Company Profile  and Dividend History.

▶ FBR and Co (FBRC): The NASDAQ-listed Virginia, VA-based FBR & Co., incorporated on August 29, 2013, is an investment banking and institutional brokerage company. The Company focuses on the equity capital markets. The Company operates through two segments: ....See Detailed Company Profile  and Dividend History.

▶ FXCM (FXCM): The PinkSheets-listed ....See Detailed Company Profile  and Dividend History.

▶ GAIN Capital (GCAP): The NYSE-listed New Jersey, NJ-based GAIN Capital Holdings, Inc. (GAIN), incorporated on March 24, 2006, is a provider of trading services and solutions, specializing in over-the-counter (OTC) and exchange-traded markets. The Companys segments include Retail ....See Detailed Company Profile  and Dividend History.

▶ Gamco Investors (GBL): The NYSE-listed New York, NY-based GAMCO Investors, Inc. is a publicly owned holding investment manager. The firm also provides wealth management, investment advisory, institutional research, brokerage, dealer, underwriting, and distri....See Detailed Company Profile  and Dividend History.

▶ Goldman Sachs (GS): The NYSE-listed New York, NY-based The Goldman Sachs Group, Inc., incorporated on July 21, 1998, is an investment banking, securities and investment management company that provides a range of financial services to corporations, financial institutions, ....See Detailed Company Profile  and Dividend History.

▶ Greenhill and (GHL): The NYSE-listed New York, NY-based Greenhill & Co., Inc., incorporated on March 10, 2004, is an investment bank. The Company provides financial and strategic advice on domestic and cross-border mergers and acquisitions, divestitures, restructurings, financings, ....See Detailed Company Profile  and Dividend History.

▶ Institutional Financial Markets (IFMI): The AMEX-listed Florida, FL-based Institutional Financial Markets, Inc. (IFMI), incorporated on October 6, 2003, is a financial services company. The Company specializes in fixed income investments. The Company provides a range of capital markets, ....See Detailed Company Profile  and Dividend History.

▶ Interactive Brokers (IBKR): The NASDAQ-listed Connecticut, CT-based Interactive Brokers Group, Inc. (IBG, Inc.), incorporated on November 14, 2006, is a holding company. The Company is an automated global electronic broker and market maker specializing in routing orders, ....See Detailed Company Profile  and Dividend History.

▶ Intercontinental Exchange (ICE): The NYSE-listed Atlanta, Georgia-based Intercontinental Exchange, Inc., incorporated on March 6, 2013, is an operator of regulated exchanges, clearing houses and listings venues. The Company provides data services for commodity and financial markets. The ....See Detailed Company Profile  and Dividend History.

▶ INTL FCStone (INTL): The NASDAQ-listed Florida, FL-based INTL FCStone Inc., incorporated on October 26, 1987, is a financial services organization. The Company provides financial products, and advisory and execution service. The Company operates through five segments: Commercial ....See Detailed Company Profile  and Dividend History.

▶ Investment Technology (ITG): The NYSE-listed New York, NY-based Investment Technology Group, Inc. (ITG), incorporated on March 10, 1994, is a financial technology company that helps brokers and asset managers improve returns for investors around the world. The Company ....See Detailed Company Profile  and Dividend History.

▶ JMP LLC (JMP): The NYSE-listed California, CA-based JMP Group, Inc., incorporated on July 26, 2004, is a full-service investment banking and asset management firm. The Company operates in five segments: Broker-Dealer, Asset Management, Corporate Credit, Investment Income ....See Detailed Company Profile  and Dividend History.

▶ JMP LLC (JMPB): The NYSE-listed California, CA-based JMP Group, Inc., incorporated on July 26, 2004, is a full-service investment banking and asset management firm. The Company operates in five segments: Broker-Dealer, Asset Management, Corporate Credit, Investment Income ....See Detailed Company Profile  and Dividend History.

▶ JMP LLC (JMPC): The NYSE-listed California, CA-based JMP Group, Inc., incorporated on July 26, 2004, is a full-service investment banking and asset management firm. The Company operates in five segments: Broker-Dealer, Asset Management, Corporate Credit, Investment Income ....See Detailed Company Profile  and Dividend History.

▶ KCG (KCG): The NYSE-listed New Jersey, NJ-based KCG Holdings, Inc. (KCG), incorporated on December 26, 2012, is a securities firm. The Company offers a range of services designed to address trading needs across asset classes, product types ....See Detailed Company Profile  and Dividend History.

▶ Ladenburg Thalmann Financial (LTS): The AMEX-listed Florida, FL-based Ladenburg Thalmann Financial Services Inc., incorporated on February 5, 1996, is a financial services company engaged in independent brokerage and advisory services, investment banking, equity research, institutional sales and trading, ....See Detailed Company Profile  and Dividend History.

▶ LPL Financial (LPLA): The NASDAQ-listed Massachusetts, MA-based LPL Financial Holdings Inc., incorporated on October 25, 2005, is a broker-dealer, a custodian for registered investment advisors (RIAs) and an independent consultant to retirement plans. The Company provides a ....See Detailed Company Profile  and Dividend History.

▶ MarketAxess (MKTX): The NASDAQ-listed New York, NY-based MarketAxess Holdings Inc., incorporated on April 11, 2000, operates an electronic trading platform that enables fixed-income market participants to trade corporate bonds and other types of fixed-income instruments using its ....See Detailed Company Profile  and Dividend History.

▶ Morgan Stanley (MS): The NYSE-listed New York, New York-based Morgan Stanley, incorporated on October 1, 1981, is a financial holding company. The Company is engaged in global financial services. The Company, through its subsidiaries and affiliates, advises, and originates, ....See Detailed Company Profile  and Dividend History.

▶ Nasdaq (NDAQ): The NASDAQ-listed New York, NY-based Nasdaq, Inc. (Nasdaq), incorporated on November 13, 1979, is a holding company. The Company is a provider of trading, clearing, exchange technology, regulatory, securities listing, information and public company services. ....See Detailed Company Profile  and Dividend History.

▶ National (NHLD): The NASDAQ-listed New York, NY-based National Holdings Corporation, incorporated on September 27, 1996, through its subsidiaries, provides financial services. Through the Companys broker-dealer and investment advisory subsidiaries, it offers full service retail brokerage to individual, ....See Detailed Company Profile  and Dividend History.

▶ Navient (NAVI): The NASDAQ-listed Newark, Delaware-based Navient Corporation, incorporated on November 7, 2013, provides asset management and business processing services to education, healthcare and government clients at the federal, state and local levels. The Company holds ....See Detailed Company Profile  and Dividend History.

▶ Net 1 UEPS (UEPS): The NASDAQ-listed South Africa-based Net 1 UEPS Technologies, Inc., incorporated on May 8, 1997, is a provider of payment solutions, transaction processing services and financial technology across multiple industries. The Company develops and markets ....See Detailed Company Profile  and Dividend History.

▶ Nomura ADR (NMR): The NYSE-listed Japan-based Nomura Holdings, Inc. (Nomura), incorporated on December 25, 1925, is a financial services company. The Company, through its broker-dealer, banking and other financial services subsidiaries, provide investment, financing and related ....See Detailed Company Profile  and Dividend History.

▶ Oppenheimer (OPY): The NYSE-listed New York, NY-based Oppenheimer Holdings Inc., incorporated on May 11, 2009, is a middle-market investment bank and service broker-dealer. The Company is engaged in a range of activities in the securities industry, including ....See Detailed Company Profile  and Dividend History.

▶ Payment Data (PYDS): The NASDAQ-listed Texas, TX-based Payment Data Systems, Inc., incorporated on June 4, 1998, is engaged in the business of processing electronic payments for other companies including a range of automated clearing house (ACH) processing, ....See Detailed Company Profile  and Dividend History.

▶ Piper Jaffray Companies (PJC): The NYSE-listed Minnesota, MN-based Piper Jaffray Companies, incorporated on April 28, 2003, is an investment bank and asset management company. The Companys segments include Capital Markets and Asset Management. The Capital Markets segment provides ....See Detailed Company Profile  and Dividend History.

▶ Raymond James Financial (RJF): The NYSE-listed St. Petersburg, Florida-based Raymond James Financial, Inc. (RJF), incorporated on January 24, 1974, is a financial holding company. The Companys subsidiaries include Raymond James & Associates, Inc. (RJ&A), Raymond James Financial Services, Inc. ....See Detailed Company Profile  and Dividend History.

▶ Raymond James Financial (RJD): The NYSE-listed 719 Elizabeth St....See Detailed Company Profile  and Dividend History.

▶ SEI Investments (SEIC): The NASDAQ-listed Pennsylvania, PA-based SEI Investments Company, incorporated on November 18, 1968, provides investment processing, investment management and investment operations solutions. The Company provides its solutions to financial institutions, financial advisors, institutional investors, investment ....See Detailed Company Profile  and Dividend History.

▶ Siebert Financial (SIEB): The NASDAQ-listed New York, NY-based Siebert Financial Corp., incorporated on April 9, 1934, is a holding company that conducts retail discount brokerage business through its subsidiary, Muriel Siebert & Co., Inc. (Siebert). The Companys Sieberts ....See Detailed Company Profile  and Dividend History.

▶ Stifel Financial (SF): The NYSE-listed Missouri, MO-based Stifel Financial Corp., incorporated on December 31, 1981, is a financial holding company. The Company operates through three segments: Global Wealth Management, Institutional Group and Other. The Companys principal subsidiary ....See Detailed Company Profile  and Dividend History.

▶ Stifel Financial (SF^A): The NYSE-listed Missouri, MO-based ....See  and Dividend History.

▶ T. Rowe Price (TROW): The NASDAQ-listed Baltimore, Maryland-based T. Rowe Price Group, Inc., incorporated on February 4, 2000, is a financial services holding company. The Company provides global investment management services through its subsidiaries to investors across the ....See Detailed Company Profile  and Dividend History.

▶ TD Ameritrade Holding (AMTD): The NASDAQ-listed Omaha, Nebraska-based TD Ameritrade Holding Corporation, incorporated on April 1, 2002, is a provider of securities brokerage services and related technology-based financial services. The Company provides its services to retail investors, traders ....See Detailed Company Profile  and Dividend History.

▶ The Charles Schwab (SCHW^B): The NYSE-listed California, CA-based ....See  and Dividend History.

▶ The Charles Schwab (SCHW^C): The NYSE-listed California, CA-based ....See  and Dividend History.

▶ The Charles Schwab (SCHW^D): The NYSE-listed California, CA-based ....See  and Dividend History.

▶ Virtu Financial (VIRT): The NASDAQ-listed New York, NY-based Virtu Financial, Inc., together with its subsidiaries, provides market making and liquidity services through its proprietary, multi-asset, and multi-currency technology platform to the financial marke....See Detailed Company Profile  and Dividend History.

▶ Waddell and Reed Financial (WDR): The NYSE-listed Kansas, KS-based Waddell & Reed Financial, Inc., incorporated on December 24, 1981, is a holding company. The Company is a mutual fund and asset management company. The Company provides investment management, investment ....See Detailed Company Profile  and Dividend History.

▶ WisdomTree Investments (WETF): The NASDAQ-listed New York, NY-based WisdomTree Investments, Inc., incorporated on September 19, 1985, is an asset management company that focuses on exchange-traded funds (ETFs). The Companys family of ETFs includes funds that track its own ....See Detailed Company Profile  and Dividend History.

▶ Yintech Investment (YIN): The NASDAQ-listed China-based Yintech Investment Holdings Limited, incorporated on November 4, 2015, is an online provider of spot commodity trading services in China. The Company facilitates the trading by individual customers of silver, ....See Detailed Company Profile  and Dividend History.

Dividend Stocks of Investment Bankers and Brokers Sector

Among all the stocks of the Investment Bankers and Brokers sector which are included in the above mentioned all-inclusive stock list, a few are known to be regular dividend paying stocks. The list of such frequent dividend paying stocks of the Investment Bankers and Brokers can be explored as follows. It is based on the recent records of dividends announced/paid by the company since the date/month mentioned for each stock. Owing to the limited number of dividend records maintained by FKnol.com, it is possible that a particular company may have paid more or less dividends.

Frequent Dividend Payers of Investment Bankers and Brokers Sector

▶ JMP LLC (JMP) has paid 17 dividends since May 2017. See Dividend History  Company Profile

▶ CME (CME) has paid 9 dividends since June 2017. See Dividend History  Company Profile

▶ Intercontinental Exchange (ICE) has paid 9 dividends since June 2017. See Dividend History  Company Profile

▶ BGC Partners (BGCP) has paid 8 dividends since May 2017. See Dividend History  Company Profile

▶ BlackRock (BLK) has paid 8 dividends since June 2017. See Dividend History  Company Profile

▶ GAIN Capital (GCAP) has paid 8 dividends since June 2017. See Dividend History  Company Profile

▶ Gamco Investors (GBL) has paid 8 dividends since June 2017. See Dividend History  Company Profile

▶ Greenhill and (GHL) has paid 8 dividends since June 2017. See Dividend History  Company Profile

▶ Nasdaq (NDAQ) has paid 8 dividends since June 2017. See Dividend History  Company Profile

▶ Charles Schwab (SCHW) has paid 7 dividends since May 2017. See Dividend History  Company Profile

▶ Goldman Sachs (GS) has paid 7 dividends since May 2017. See Dividend History  Company Profile

▶ LPL Financial (LPLA) has paid 7 dividends since May 2017. See Dividend History  Company Profile

▶ MarketAxess (MKTX) has paid 7 dividends since May 2017. See Dividend History  Company Profile

▶ Morgan Stanley (MS) has paid 7 dividends since April 2017. See Dividend History  Company Profile

▶ Navient (NAVI) has paid 7 dividends since May 2017. See Dividend History  Company Profile

▶ Oppenheimer (OPY) has paid 7 dividends since May 2017. See Dividend History  Company Profile

▶ Piper Jaffray Companies (PJC) has paid 7 dividends since May 2017. See Dividend History  Company Profile

▶ Raymond James Financial (RJF) has paid 7 dividends since June 2017. See Dividend History  Company Profile

▶ T. Rowe Price (TROW) has paid 7 dividends since June 2017. See Dividend History  Company Profile

▶ TD Ameritrade Holding (AMTD) has paid 7 dividends since April 2017. See Dividend History  Company Profile

▶ Virtu Financial (VIRT) has paid 7 dividends since May 2017. See Dividend History  Company Profile

▶ WisdomTree Investments (WETF) has paid 7 dividends since May 2017. See Dividend History  Company Profile

▶ Waddell and Reed Financial (WDR) has paid 6 dividends since January 2018. See Dividend History  Company Profile

▶ Interactive Brokers (IBKR) has paid 5 dividends since May 2017. See Dividend History  Company Profile

▶ Investment Technology (ITG) has paid 5 dividends since February 2018. See Dividend History  Company Profile

▶ Stifel Financial (SF) has paid 5 dividends since February 2018. See Dividend History  Company Profile

▶ Associated Capital (AC) has paid 4 dividends since June 2017. See Dividend History  Company Profile

▶ SEI Investments (SEIC) has paid 4 dividends since June 2017. See Dividend History  Company Profile

▶ Credit Suisse (CS) has paid 2 dividends since May 2017. See Dividend History  Company Profile

▶ Ladenburg Thalmann Financial (LTS) has paid 1 dividend since September 2017. See Dividend History  Company Profile

▶ Nomura ADR (NMR) has paid 1 dividend since September 2018. See Dividend History  Company Profile

▶ Yintech Investment (YIN) has paid 1 dividend since March 2018. See Dividend History  Company Profile

Stock List of Other Finance Sub-sectors

▶ Stocks of sub-sector

▶ Stocks of Accident and Health Insurance sub-sector

▶ Stocks of Banks sub-sector

▶ Stocks of Business Services sub-sector

▶ Stocks of Commercial Banks sub-sector

▶ Stocks of Commercial Leasing sub-sector

▶ Stocks of Commercial REITs - NEC sub-sector

▶ Stocks of Consumer Finance Services sub-sector

▶ Stocks of Consumer Lending - NEC sub-sector

▶ Stocks of Diversified Commercial Services sub-sector

▶ Stocks of Diversified Financial Services sub-sector

▶ Stocks of Finance Companies sub-sector

▶ Stocks of Financial Services sub-sector

▶ Stocks of Insurance sub-sector

▶ Stocks of Investment Funds sub-sector

▶ Stocks of Investment Managers sub-sector

▶ Stocks of Investors Services sub-sector

▶ Stocks of Life Insurance sub-sector

▶ Stocks of Major Banks sub-sector

▶ Stocks of Miscellaneous sub-sector

▶ Stocks of Mortgage REITs sub-sector

▶ Stocks of Multiline Insurance and Brokers-NEC sub-sector

▶ Stocks of Office REITs sub-sector

▶ Stocks of Private Equity sub-sector

▶ Stocks of Property and Casualty Insurance-NEC sub-sector

▶ Stocks of Property Insurance sub-sector

▶ Stocks of Property-Casualty Insurers sub-sector

▶ Stocks of Real Estate sub-sector

▶ Stocks of REITs sub-sector

▶ Stocks of Savings Institutions sub-sector

▶ Stocks of Specialized REITs - NEC sub-sector

▶ Stocks of Specialty Insurers sub-sector


Stock List of Other Top-level Sectors

▶ Stocks of Sector

▶ Stocks of Basic Industries Sector

▶ Stocks of Basic Materials Sector

▶ Stocks of Capital Goods Sector

▶ Stocks of Communication Services Sector

▶ Stocks of Consumer Cyclical Sector

▶ Stocks of Consumer Defensive Sector

▶ Stocks of Consumer Durables Sector

▶ Stocks of Consumer Non-Durables Sector

▶ Stocks of Consumer Services Sector

▶ Stocks of Energy Sector

▶ Stocks of Finance Sector

▶ Stocks of Financial Services Sector

▶ Stocks of Health Care Sector

▶ Stocks of Industrials Sector

▶ Stocks of Miscellaneous Sector

▶ Stocks of Public Utilities Sector

▶ Stocks of Real Estate Sector

▶ Stocks of Services Sector

▶ Stocks of Technology Sector

▶ Stocks of Transportation Sector

▶ Stocks of Utilities Sector


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